SOLM223 Compliance in Global Markets

Module Description

Compliance in Global Markets examines the nature of compliance risk in various financial markets. The module details the market-making process and presents a broad overview of the regulatory environment. It introduces the core financial products in banking and their purpose. The module then explores financial markets with reference to the provision of compliance advice.

Applicable Groupings

• Banking and Finance Law LLM
• Law and Economics LLM
• Law and Finance MSc
• Law and Finance Diploma
• Law and Finance Certificate
• Regulation and Compliance MSc
• Regulation and Compliance LLM

Credits

15 Credits