SOLM224 Compliance Systems in Practice
Module Description
Compliance Systems in Practice examines the practical aspects of compliance in banking. The module reflects upon the historical conflicts of interest in banking and explores its underlying principles. It then presents an outline of the general and advisory functions of compliance as they relate to banking. Through a series of case studies the module then offers a broad inspection of the compliance matters emanating in practice.
Applicable Groupings
- Banking and Finance Law LLM
- Commercial and Corporate Law LLM
- Competition Law LLM
- International Business Law LLM
- Law and Finance MSc
- Law and Finance Diploma
- Law and Finance Certificate
- Regulation and Compliance LLM (compulsory)
- Regulation and Compliance MSc (compulsory)
Credits
15 Credits